|
My Experience with Transition Management |
6 |
|
|
Contents |
8 |
|
|
Transition Management in and for Cities: Introducing a New Governance Approach to Address Urban Challenges |
10 |
|
|
Introduction |
10 |
|
|
How Has Transition Management Been Applied? |
12 |
|
|
Outline of the Book |
23 |
|
|
Part I: Introduction of Transition Thinking in Urban Context and Theoretical Grounds of Transition Management in and for Cities |
24 |
|
|
Part II: Applications of Transition Management in Cities |
25 |
|
|
Part III: What Transition Management Could Offer in Different Contexts |
27 |
|
|
Part IV: Reflecting on the Impacts of Transition Management in Cities |
29 |
|
|
What This Book Is About and How to Read It |
29 |
|
|
References and Further Readings |
31 |
|
|
Part I: Introduction of Transitions Thinking in Urban Context and Theoretical Grounds of Transition Management in and for Cities |
50 |
|
|
Understanding the Urban Context and Its Challenges |
52 |
|
|
Introduction |
52 |
|
|
Change and Its Challenges |
54 |
|
|
Sustainable Development |
55 |
|
|
Persistent Problems and System Failures |
56 |
|
|
The Urban Context |
59 |
|
|
Defining the Urban |
59 |
|
|
Urban Challenges |
60 |
|
|
Scopes of Urban Sustainability |
62 |
|
|
Governing the Urban |
64 |
|
|
Urban Governance for Sustainability |
64 |
|
|
References |
68 |
|
|
Introducing Sustainability Transitions´ Thinking in Urban Contexts |
71 |
|
|
Introducing Transitions to Sustainability |
71 |
|
|
What Are Transitions? |
72 |
|
|
Transitions Studies |
74 |
|
|
Core Principles |
74 |
|
|
Co-evolution |
74 |
|
|
Coordinated Emergence |
75 |
|
|
Evolutionary Revolution |
75 |
|
|
Key Conceptual Frameworks |
77 |
|
|
Multi-level Perspective |
77 |
|
|
Macro Level |
78 |
|
|
Meso Level |
79 |
|
|
Micro Level |
79 |
|
|
Inter-level Interaction |
79 |
|
|
Multi-phase Model |
80 |
|
|
Multi-path |
81 |
|
|
Power and Agency |
82 |
|
|
Approaches to Sustainability Transitions in the Urban Context |
83 |
|
|
Geographical Approach (Cities as Transition Spaces) |
83 |
|
|
Complexity Approach (Cities as `Convergence Hubs´) |
84 |
|
|
Governance Approach (Cities as Innovation Drivers) |
84 |
|
|
Cities as Transitionscapes to Discover Processes and Actions of Agents of Change |
84 |
|
|
Further Reading |
85 |
|
|
References |
85 |
|
|
Transition Management: Guiding Principles and Applications |
88 |
|
|
Influencing Transitions: The Transition Management Approach |
88 |
|
|
From Understanding to Acting for Sustainability Transitions in Cities |
89 |
|
|
Transition Management Basics |
91 |
|
|
Governance Principles |
91 |
|
|
Governance Framework |
91 |
|
|
Strategic |
91 |
|
|
Tactical |
93 |
|
|
Operational |
93 |
|
|
Reflexive |
94 |
|
|
Putting Transition Management into Practice |
94 |
|
|
Orienting |
95 |
|
|
Phase 1: Setting the Scene |
98 |
|
|
Phase 2: Exploring Local Dynamics |
98 |
|
|
Phase 3: Framing the Transition Challenge |
100 |
|
|
Phase 4: Envisioning a Sustainable City |
101 |
|
|
Agenda Setting |
102 |
|
|
Phase 5: Reconnecting Long-Term and Short-Term |
102 |
|
|
Phase 6: Engaging and Anchoring |
103 |
|
|
Activating |
104 |
|
|
Phase 7: Getting into Action |
105 |
|
|
Reflecting |
105 |
|
|
Transition Management in and for Cities |
106 |
|
|
References |
107 |
|
|
Urban Planning and Transition Management: Rationalities, Instruments and Dialectics |
109 |
|
|
Urban Planning: A Brief Introduction |
109 |
|
|
Evolving Rationalities of Urban Planning |
112 |
|
|
Rationalism in Urban Planning |
112 |
|
|
Incrementalism in Urban Planning |
113 |
|
|
Participation and Advocacy in Planning |
114 |
|
|
Collaborative Planning |
115 |
|
|
Strategic Planning |
116 |
|
|
Multi-level- and Metropolitan Governance |
118 |
|
|
Instruments of Urban Planning: Plans and Techniques |
119 |
|
|
Spatial Plans |
119 |
|
|
Sectoral and Thematic Plans |
121 |
|
|
Environmental Assessments |
122 |
|
|
Strategic Plans |
123 |
|
|
Dialectics of Urban Planning and Transition Management |
124 |
|
|
References |
128 |
|
|
Part II: Applications of Transition Management in Cities |
132 |
|
|
Empowering Actors in Transition Management in and for Cities |
135 |
|
|
Introduction |
135 |
|
|
Understanding Actors and Roles in Transition Management in and for Cities |
138 |
|
|
Practical Roles in Transition Management in Cities |
139 |
|
|
Transition Team |
139 |
|
|
Transition Arena |
141 |
|
|
Transition Network(s) |
143 |
|
|
Heuristics to Understand Actors and Roles in Transition Management in Cities |
144 |
|
|
The Multi-level Perspective |
145 |
|
|
A Multi-actor Perspective |
146 |
|
|
Roles of Societal Actors in Transition Management in Cities |
150 |
|
|
Role(s) of Local Policy Officers and the Local Government |
150 |
|
|
Role(s) of `Civil Society´ |
152 |
|
|
Role(s) of Researchers |
153 |
|
|
(Dis)empowerment in Transition Management in Cities |
154 |
|
|
New Ties and Relationships |
155 |
|
|
(Re-)defining Roles and Responsibilities |
155 |
|
|
Intrinsic Motivation |
156 |
|
|
Conclusions |
157 |
|
|
References |
158 |
|
|
Starting Up Transition Management: A Closer View on the Systems Analysis and How It Initiated Transformative Thinking in Ghent... |
163 |
|
|
Introduction |
164 |
|
|
Systems Analysis Methodology |
166 |
|
|
Application of the Methodology |
167 |
|
|
Case Studies: Ghent and Aberdeen Cities |
171 |
|
|
Zooming In: Outcomes of the System Analysis in Ghent City |
176 |
|
|
Macro Level |
177 |
|
|
Landscape Influences |
177 |
|
|
Historical Sketch |
177 |
|
|
Meso Level |
178 |
|
|
Main Assets |
178 |
|
|
Dominant Culture, Structure and Practices |
179 |
|
|
Micro Level |
179 |
|
|
Identification of Niches |
179 |
|
|
Systems Analysis in the Transition Team |
179 |
|
|
Systems Analysis in the Transition Arena |
180 |
|
|
Discussion |
181 |
|
|
The Analysis of the History Inspired and Motivated Participants |
182 |
|
|
The Systems Analysis Broadened the Problem Perception, Which Was Considered Valuable by the Participants |
183 |
|
|
The Systems Analysis Revealed Institutional Barriers to Sustainable Development |
183 |
|
|
The Systems Analysis Served as a Catalyst for Mutual Understanding and Learning Between the Participants |
185 |
|
|
The Systems Analysis Falls Short in Creating a Sense of Urgency |
185 |
|
|
Lessons for Future Applications of Systems Analysis Within Transition Management in Cities |
186 |
|
|
Conclusions |
187 |
|
|
References |
188 |
|
|
Transition Management in Urban Neighbourhoods: The Case of Carnisse, Rotterdam, the Netherlands |
190 |
|
|
Introduction |
190 |
|
|
Methodology |
192 |
|
|
Arena Process |
192 |
|
|
Setting the Scene for Transition Management |
193 |
|
|
Exploring Local Dynamics: The System and Actor Analyses |
195 |
|
|
System Analysis |
196 |
|
|
Actor Analysis |
197 |
|
|
Framing the Transition Challenge |
198 |
|
|
Envisioning a Sustainable Neighbourhood |
199 |
|
|
Reconnecting Short/Long-Term |
200 |
|
|
Engaging and Anchoring |
201 |
|
|
Getting into Action |
201 |
|
|
Evaluation and Monitoring |
203 |
|
|
Results |
203 |
|
|
Conclusions |
204 |
|
|
Study Questions |
206 |
|
|
References |
206 |
|
|
A German Experience: The Challenges of Mediating `Ideal-Type´ Transition Management in Ludwigsburg |
208 |
|
|
Introduction |
208 |
|
|
Methodology |
210 |
|
|
Transition Management in Ludwigsburg: Process Implementation and Results |
211 |
|
|
Setting the Scene for Transition Management |
212 |
|
|
Exploring Local Dynamics: The System and Actor Analyses |
213 |
|
|
Framing the Transition Challenge |
214 |
|
|
Envisioning the Energy Transition in Ludwigsburg |
215 |
|
|
Reconnecting Short- and Long-Term |
216 |
|
|
Engaging and Anchoring |
217 |
|
|
Getting into Action |
218 |
|
|
Discussion: `Ideal-Type´ Transition Management in Context |
219 |
|
|
Allocating Time and Prioritising |
219 |
|
|
Differentiating the `Transition Approach´ |
220 |
|
|
Embracing Complexity |
222 |
|
|
Overcoming Entrenched Role Relationships |
223 |
|
|
Conclusions |
225 |
|
|
References |
226 |
|
|
Transition Management for Local Sustainability: A Case Study from La Botija Protected Area, San Marcos de Colón, Honduras |
228 |
|
|
Introduction |
228 |
|
|
Case Context |
229 |
|
|
Methodology |
230 |
|
|
Transition Management Process in La Botija Protected Area |
232 |
|
|
Process Preparation and Setting |
232 |
|
|
Headings0003351268 |
232 |
|
|
Exploration of the Local Context |
232 |
|
|
Adaptation of the Process to the Context and Design of Transition Management Workshop Series |
233 |
|
|
Transition Management Workshop Series and Results |
234 |
|
|
Workshop Series #1: Understanding the Context and What Creates Persistence |
234 |
|
|
Problem Structuring, Identifying Domains of Change and Local Opportunities |
234 |
|
|
Description of the Local Context Dynamics |
235 |
|
|
Connecting Environmental and Social Problems in La Botija Area |
235 |
|
|
Context Analysis |
236 |
|
|
Local Economy |
236 |
|
|
Under-Developed and Under-Invested Infrastructures |
236 |
|
|
Geophysical Conditions |
238 |
|
|
Environmental Problems |
238 |
|
|
Social Problems |
239 |
|
|
Institutional Problems |
240 |
|
|
Workshop Series #2: Co-creating a Vision and Guiding Principles |
241 |
|
|
Workshop Series #3: Formulating Transition Pathways and a Strategic Transition Agenda |
242 |
|
|
Cross-Cutting Workshops |
252 |
|
|
Discussion |
252 |
|
|
Understanding and Reflecting on the Interconnectedness of Problems and the Value of Ecosystem Services |
252 |
|
|
Giving Voice to Individual and Collective Desires and Ambitions |
253 |
|
|
Identification of Knowledge and Learning Needs to Solve Local Problems |
253 |
|
|
Creating New Collaborations and Transition Initiatives |
254 |
|
|
Realisation of Transition Agenda Post-Workshops and Cross-Cutting Workshops |
255 |
|
|
Conclusions |
256 |
|
|
References |
257 |
|
|
Part III: What Transition Management Could Offer in Different Contexts |
259 |
|
|
Translating Transitions Thinking and Transition Management into the City Planning World |
262 |
|
|
Introduction |
262 |
|
|
Planning Systems and Reform |
265 |
|
|
City Planning and Urban Sustainability Governance |
265 |
|
|
The Sydney Planning System Reform Project |
265 |
|
|
Transitions Thinking, Planning and the SPSR Project |
266 |
|
|
Translation Problems in Initial Attempts |
266 |
|
|
Mainstream Planning Scholarship and System Reform |
266 |
|
|
Beyond the Mainstream: Relational-Institutional Planning Thought |
267 |
|
|
What´s Still Missing: And How Transition Management Can Help |
268 |
|
|
Translating Transitions Ideas into the City Planning World |
268 |
|
|
Conceptualising a Means of Translation |
268 |
|
|
Taking the Logic into the World of Practice with Interviews |
269 |
|
|
Towards a Planning System ``Transition´´ Framework |
271 |
|
|
PST Framework Meets the Sydney Planning System Reform Project |
272 |
|
|
Horizon 1: Intention |
272 |
|
|
``Intention´´ Under the PST Framework: Sustainable Urban Settlement |
272 |
|
|
``Intention´´ Driving the SPSR Project: Comparative Analysis |
273 |
|
|
Horizon 2: Understanding |
275 |
|
|
``Understanding´´ Under the PST Framework: Alertness to Complexity |
275 |
|
|
``Understanding´´ Driving the SPSR Project: Comparative Analysis |
275 |
|
|
Horizon 3: Action |
278 |
|
|
``Action´´ Under the PST Framework: ``Transition Management´´ but in Context |
278 |
|
|
``Action´´ Driving the SPSR Project: Comparative Analysis |
281 |
|
|
Concluding Remarks |
282 |
|
|
References |
284 |
|
|
Transition Management in Urban China: Co-creation of New Homes or a Monopoly Game? |
287 |
|
|
Introduction |
287 |
|
|
Envisioning the Urban Future: Enacting or Reacting to Changes? |
289 |
|
|
State Visions for Future Cities |
290 |
|
|
Disequilibria for Transitions: Unrests and Emergencies in Urban China |
292 |
|
|
Disequilibrium 1: Environmental Emergencies |
292 |
|
|
Disequilibrium 2: Unlocking the Censorship |
293 |
|
|
Disequilibrium 3: Environmental Protests |
294 |
|
|
The Weakening of State-Imposed Visions of Urban Sustainability in China |
298 |
|
|
Experimenting with Urban Visions in Shenzhen: Adapting Changes |
299 |
|
|
Experiment 1: Compromised `Social Management´ |
299 |
|
|
Experiment 2: Co-opting for Urban Niches |
302 |
|
|
Conclusion: Disequilibria, Diversity and Participation in Transitions |
305 |
|
|
References |
308 |
|
|
A Transition Management Approach for Shrinking Cities in the United States |
310 |
|
|
Introduction |
310 |
|
|
Cleveland, Ohio: Past and Present |
311 |
|
|
Transitions in Shrinking Cities |
313 |
|
|
How Can Transition Management Approach Help Shrinking Cities to Better Manage Periods of Transition? |
315 |
|
|
Complementarity: Planning Approaches That Relate to Transition Management |
317 |
|
|
Limitations of Transition Management in a United States Context |
321 |
|
|
Conclusion |
323 |
|
|
References |
323 |
|
|
Context-Driven Transition Management as a Necessary Vehicle for Sustainable Urban Futures in Suriname |
325 |
|
|
Introduction |
326 |
|
|
Developments and Trends in Suriname´s Urban Environment |
326 |
|
|
Main Conditions for the Development of New Urban Settlements |
329 |
|
|
An Evidence-Substantiated Vision of Possible New Urban Settlements in Suriname |
330 |
|
|
Tapajai Hydropower Project |
330 |
|
|
Brokopondo Tourism Project |
331 |
|
|
Aerodrome Atjoni |
332 |
|
|
Urbanization of Brownsweg and Atjoni |
333 |
|
|
Road Through Drietabbetje to French-Guyana |
334 |
|
|
Paranam Industrial and Commercial Project |
334 |
|
|
Urbanization of Paranam-Overwacht-Zanderij |
336 |
|
|
Urbanization of Groningen and Moengo |
336 |
|
|
Recognizing Path Dependent Trajectories and Paradigms |
336 |
|
|
Context-Driven Transition Management as a Tool to Engage in the Creation of New Urban Settlements |
337 |
|
|
Conclusions |
344 |
|
|
References |
345 |
|
|
Urban Transition Management as a Democratic Practice? The Case of Rotterdam´s Waterfront Regeneration |
347 |
|
|
Introduction |
347 |
|
|
Transition Management and Its Democratic Aspects: Towards a Conceptual Framework |
349 |
|
|
Cities as Sites to Grasp Democratic Transition Management |
350 |
|
|
Insights from Critical Urban Research |
351 |
|
|
A Democratic Transition Management Framework |
352 |
|
|
The Case: Making Rotterdam´s Waterfront Sustainable |
354 |
|
|
Imagining a Sustainable Waterfront |
356 |
|
|
The Floating Communities Strategy: A Blue Revolution |
358 |
|
|
Case Reflection: Democratic Waterfront Regeneration? |
362 |
|
|
Urban Transition Strategy and Democratic Aspects |
363 |
|
|
Urban Transition Tactics and Democratic Aspects |
363 |
|
|
Urban Transition Operations and Democratic Aspects |
364 |
|
|
Urban Transition Reflections and Democratic Aspects |
364 |
|
|
Conclusions |
365 |
|
|
Interviews |
367 |
|
|
References |
367 |
|
|
Part IV: Reflecting on the Impacts of Transition Management in Cities |
370 |
|
|
So What? Transition Management as a Transformative Approach to Support Governance Capacities in Cities |
371 |
|
|
Introduction |
371 |
|
|
Transition Management in Different Contexts: The Cases Presented in This Book |
374 |
|
|
Transition Management to Support Transformative Capacities for Disruptive Innovation |
377 |
|
|
Enabling Novelty Creation |
377 |
|
|
Increasing the Visibility of Novelties |
379 |
|
|
Anchoring Novelty in Context |
380 |
|
|
Transition Management to Support Orchestrating Capacities for Coordinated Self-Organisation |
382 |
|
|
Strategic Alignment of Actors and Networks |
382 |
|
|
Mediating Knowledge and Resources |
385 |
|
|
Creating Opportunity Contexts for Synergies |
387 |
|
|
Concluding Remarks: Lessons for Transition Management as `Transformative´ Governance Approach in Cities |
388 |
|
|
References |
390 |
|
|
Appendix: Exercises and Exam Questions for Lecturers Using This Book |
393 |
|
|
Introduction |
393 |
|
|
Questions to Make Lectures Interactive |
394 |
|
|
Exam Questions |
394 |
|
|
Exam Exercises |
398 |
|
|
Transition Management and Complexity |
398 |
|
|
System Analysis |
399 |
|
|
Exercise 1 |
399 |
|
|
Exercise 2 |
399 |
|
|
Identifying Persistent Problems |
400 |
|
|
Actor Analysis |
400 |
|
|
The Role of the Frontrunners |
401 |
|
|
Organisation of a Transition Arena |
402 |
|
|
Envisioning |
405 |
|
|
Backcasting |
406 |
|
|
Interactive Exercises and Group Assignments |
406 |
|
|
A `Quick and Dirty´ Transition Management Workshop Experience |
406 |
|
|
Strategic Niche Management (SNM) |
407 |
|
|
Strategic Niche Management (SNM) |
411 |
|
|
Multi-level Perspective (MLP) |
412 |
|
|
Identification of Frontrunners |
413 |
|
|
Formulate a Regional Challenge |
415 |
|
|
Actor Analysis |
416 |
|
|
Actor, Network or Stakeholder Analyses |
418 |
|
|
Multi-actor Roles in Transitions |
419 |
|
|
Backcasting Transition Scenarios |
421 |
|