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Co-­creating Sustainable Urban Futures - A Primer on Applying Transition Management in Cities
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Co-­creating Sustainable Urban Futures - A Primer on Applying Transition Management in Cities
von: Niki Frantzeskaki, Katharina Hölscher, Matthew Bach, Flor Avelino
Springer-Verlag, 2018
ISBN: 9783319692739
421 Seiten, Download: 7892 KB
 
Format:  PDF
geeignet für: Apple iPad, Android Tablet PC's Online-Lesen PC, MAC, Laptop

Typ: B (paralleler Zugriff)

 

 
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Inhaltsverzeichnis

  My Experience with Transition Management 6  
  Contents 8  
  Transition Management in and for Cities: Introducing a New Governance Approach to Address Urban Challenges 10  
     Introduction 10  
     How Has Transition Management Been Applied? 12  
     Outline of the Book 23  
        Part I: Introduction of Transition Thinking in Urban Context and Theoretical Grounds of Transition Management in and for Cities 24  
        Part II: Applications of Transition Management in Cities 25  
        Part III: What Transition Management Could Offer in Different Contexts 27  
        Part IV: Reflecting on the Impacts of Transition Management in Cities 29  
     What This Book Is About and How to Read It 29  
     References and Further Readings 31  
  Part I: Introduction of Transitions Thinking in Urban Context and Theoretical Grounds of Transition Management in and for Cities 50  
     Understanding the Urban Context and Its Challenges 52  
        Introduction 52  
           Change and Its Challenges 54  
           Sustainable Development 55  
           Persistent Problems and System Failures 56  
        The Urban Context 59  
           Defining the Urban 59  
           Urban Challenges 60  
           Scopes of Urban Sustainability 62  
        Governing the Urban 64  
           Urban Governance for Sustainability 64  
        References 68  
     Introducing Sustainability Transitions´ Thinking in Urban Contexts 71  
        Introducing Transitions to Sustainability 71  
           What Are Transitions? 72  
           Transitions Studies 74  
           Core Principles 74  
              Co-evolution 74  
              Coordinated Emergence 75  
              Evolutionary Revolution 75  
           Key Conceptual Frameworks 77  
              Multi-level Perspective 77  
                 Macro Level 78  
                 Meso Level 79  
                 Micro Level 79  
                 Inter-level Interaction 79  
              Multi-phase Model 80  
              Multi-path 81  
              Power and Agency 82  
        Approaches to Sustainability Transitions in the Urban Context 83  
           Geographical Approach (Cities as Transition Spaces) 83  
           Complexity Approach (Cities as `Convergence Hubs´) 84  
           Governance Approach (Cities as Innovation Drivers) 84  
        Cities as Transitionscapes to Discover Processes and Actions of Agents of Change 84  
        Further Reading 85  
        References 85  
     Transition Management: Guiding Principles and Applications 88  
        Influencing Transitions: The Transition Management Approach 88  
           From Understanding to Acting for Sustainability Transitions in Cities 89  
        Transition Management Basics 91  
           Governance Principles 91  
           Governance Framework 91  
              Strategic 91  
              Tactical 93  
              Operational 93  
              Reflexive 94  
        Putting Transition Management into Practice 94  
           Orienting 95  
              Phase 1: Setting the Scene 98  
              Phase 2: Exploring Local Dynamics 98  
              Phase 3: Framing the Transition Challenge 100  
              Phase 4: Envisioning a Sustainable City 101  
           Agenda Setting 102  
              Phase 5: Reconnecting Long-Term and Short-Term 102  
              Phase 6: Engaging and Anchoring 103  
           Activating 104  
              Phase 7: Getting into Action 105  
           Reflecting 105  
        Transition Management in and for Cities 106  
        References 107  
     Urban Planning and Transition Management: Rationalities, Instruments and Dialectics 109  
        Urban Planning: A Brief Introduction 109  
        Evolving Rationalities of Urban Planning 112  
           Rationalism in Urban Planning 112  
           Incrementalism in Urban Planning 113  
           Participation and Advocacy in Planning 114  
           Collaborative Planning 115  
           Strategic Planning 116  
           Multi-level- and Metropolitan Governance 118  
        Instruments of Urban Planning: Plans and Techniques 119  
           Spatial Plans 119  
           Sectoral and Thematic Plans 121  
           Environmental Assessments 122  
           Strategic Plans 123  
        Dialectics of Urban Planning and Transition Management 124  
        References 128  
  Part II: Applications of Transition Management in Cities 132  
     Empowering Actors in Transition Management in and for Cities 135  
        Introduction 135  
        Understanding Actors and Roles in Transition Management in and for Cities 138  
           Practical Roles in Transition Management in Cities 139  
              Transition Team 139  
              Transition Arena 141  
              Transition Network(s) 143  
           Heuristics to Understand Actors and Roles in Transition Management in Cities 144  
              The Multi-level Perspective 145  
              A Multi-actor Perspective 146  
           Roles of Societal Actors in Transition Management in Cities 150  
              Role(s) of Local Policy Officers and the Local Government 150  
              Role(s) of `Civil Society´ 152  
           Role(s) of Researchers 153  
        (Dis)empowerment in Transition Management in Cities 154  
           New Ties and Relationships 155  
           (Re-)defining Roles and Responsibilities 155  
           Intrinsic Motivation 156  
        Conclusions 157  
        References 158  
     Starting Up Transition Management: A Closer View on the Systems Analysis and How It Initiated Transformative Thinking in Ghent... 163  
        Introduction 164  
        Systems Analysis Methodology 166  
           Application of the Methodology 167  
           Case Studies: Ghent and Aberdeen Cities 171  
           Zooming In: Outcomes of the System Analysis in Ghent City 176  
              Macro Level 177  
                 Landscape Influences 177  
                 Historical Sketch 177  
              Meso Level 178  
                 Main Assets 178  
                 Dominant Culture, Structure and Practices 179  
              Micro Level 179  
                 Identification of Niches 179  
           Systems Analysis in the Transition Team 179  
           Systems Analysis in the Transition Arena 180  
        Discussion 181  
           The Analysis of the History Inspired and Motivated Participants 182  
           The Systems Analysis Broadened the Problem Perception, Which Was Considered Valuable by the Participants 183  
           The Systems Analysis Revealed Institutional Barriers to Sustainable Development 183  
           The Systems Analysis Served as a Catalyst for Mutual Understanding and Learning Between the Participants 185  
           The Systems Analysis Falls Short in Creating a Sense of Urgency 185  
           Lessons for Future Applications of Systems Analysis Within Transition Management in Cities 186  
        Conclusions 187  
        References 188  
     Transition Management in Urban Neighbourhoods: The Case of Carnisse, Rotterdam, the Netherlands 190  
        Introduction 190  
           Methodology 192  
        Arena Process 192  
           Setting the Scene for Transition Management 193  
           Exploring Local Dynamics: The System and Actor Analyses 195  
              System Analysis 196  
              Actor Analysis 197  
           Framing the Transition Challenge 198  
           Envisioning a Sustainable Neighbourhood 199  
           Reconnecting Short/Long-Term 200  
           Engaging and Anchoring 201  
           Getting into Action 201  
           Evaluation and Monitoring 203  
        Results 203  
        Conclusions 204  
        Study Questions 206  
        References 206  
     A German Experience: The Challenges of Mediating `Ideal-Type´ Transition Management in Ludwigsburg 208  
        Introduction 208  
        Methodology 210  
        Transition Management in Ludwigsburg: Process Implementation and Results 211  
           Setting the Scene for Transition Management 212  
           Exploring Local Dynamics: The System and Actor Analyses 213  
           Framing the Transition Challenge 214  
           Envisioning the Energy Transition in Ludwigsburg 215  
           Reconnecting Short- and Long-Term 216  
           Engaging and Anchoring 217  
           Getting into Action 218  
        Discussion: `Ideal-Type´ Transition Management in Context 219  
           Allocating Time and Prioritising 219  
           Differentiating the `Transition Approach´ 220  
           Embracing Complexity 222  
           Overcoming Entrenched Role Relationships 223  
        Conclusions 225  
        References 226  
     Transition Management for Local Sustainability: A Case Study from La Botija Protected Area, San Marcos de Colón, Honduras 228  
        Introduction 228  
           Case Context 229  
           Methodology 230  
        Transition Management Process in La Botija Protected Area 232  
           Process Preparation and Setting 232  
              Headings0003351268 232  
              Exploration of the Local Context 232  
              Adaptation of the Process to the Context and Design of Transition Management Workshop Series 233  
           Transition Management Workshop Series and Results 234  
              Workshop Series #1: Understanding the Context and What Creates Persistence 234  
                 Problem Structuring, Identifying Domains of Change and Local Opportunities 234  
                 Description of the Local Context Dynamics 235  
                 Connecting Environmental and Social Problems in La Botija Area 235  
                 Context Analysis 236  
                    Local Economy 236  
                    Under-Developed and Under-Invested Infrastructures 236  
                    Geophysical Conditions 238  
                    Environmental Problems 238  
                    Social Problems 239  
                    Institutional Problems 240  
              Workshop Series #2: Co-creating a Vision and Guiding Principles 241  
              Workshop Series #3: Formulating Transition Pathways and a Strategic Transition Agenda 242  
              Cross-Cutting Workshops 252  
        Discussion 252  
           Understanding and Reflecting on the Interconnectedness of Problems and the Value of Ecosystem Services 252  
           Giving Voice to Individual and Collective Desires and Ambitions 253  
           Identification of Knowledge and Learning Needs to Solve Local Problems 253  
           Creating New Collaborations and Transition Initiatives 254  
           Realisation of Transition Agenda Post-Workshops and Cross-Cutting Workshops 255  
        Conclusions 256  
        References 257  
  Part III: What Transition Management Could Offer in Different Contexts 259  
     Translating Transitions Thinking and Transition Management into the City Planning World 262  
        Introduction 262  
        Planning Systems and Reform 265  
           City Planning and Urban Sustainability Governance 265  
           The Sydney Planning System Reform Project 265  
        Transitions Thinking, Planning and the SPSR Project 266  
           Translation Problems in Initial Attempts 266  
           Mainstream Planning Scholarship and System Reform 266  
           Beyond the Mainstream: Relational-Institutional Planning Thought 267  
           What´s Still Missing: And How Transition Management Can Help 268  
        Translating Transitions Ideas into the City Planning World 268  
           Conceptualising a Means of Translation 268  
           Taking the Logic into the World of Practice with Interviews 269  
        Towards a Planning System ``Transition´´ Framework 271  
        PST Framework Meets the Sydney Planning System Reform Project 272  
           Horizon 1: Intention 272  
              ``Intention´´ Under the PST Framework: Sustainable Urban Settlement 272  
              ``Intention´´ Driving the SPSR Project: Comparative Analysis 273  
           Horizon 2: Understanding 275  
              ``Understanding´´ Under the PST Framework: Alertness to Complexity 275  
              ``Understanding´´ Driving the SPSR Project: Comparative Analysis 275  
           Horizon 3: Action 278  
              ``Action´´ Under the PST Framework: ``Transition Management´´ but in Context 278  
              ``Action´´ Driving the SPSR Project: Comparative Analysis 281  
        Concluding Remarks 282  
        References 284  
     Transition Management in Urban China: Co-creation of New Homes or a Monopoly Game? 287  
        Introduction 287  
        Envisioning the Urban Future: Enacting or Reacting to Changes? 289  
           State Visions for Future Cities 290  
           Disequilibria for Transitions: Unrests and Emergencies in Urban China 292  
              Disequilibrium 1: Environmental Emergencies 292  
              Disequilibrium 2: Unlocking the Censorship 293  
              Disequilibrium 3: Environmental Protests 294  
           The Weakening of State-Imposed Visions of Urban Sustainability in China 298  
        Experimenting with Urban Visions in Shenzhen: Adapting Changes 299  
           Experiment 1: Compromised `Social Management´ 299  
           Experiment 2: Co-opting for Urban Niches 302  
        Conclusion: Disequilibria, Diversity and Participation in Transitions 305  
        References 308  
     A Transition Management Approach for Shrinking Cities in the United States 310  
        Introduction 310  
        Cleveland, Ohio: Past and Present 311  
        Transitions in Shrinking Cities 313  
        How Can Transition Management Approach Help Shrinking Cities to Better Manage Periods of Transition? 315  
        Complementarity: Planning Approaches That Relate to Transition Management 317  
        Limitations of Transition Management in a United States Context 321  
        Conclusion 323  
        References 323  
     Context-Driven Transition Management as a Necessary Vehicle for Sustainable Urban Futures in Suriname 325  
        Introduction 326  
        Developments and Trends in Suriname´s Urban Environment 326  
        Main Conditions for the Development of New Urban Settlements 329  
        An Evidence-Substantiated Vision of Possible New Urban Settlements in Suriname 330  
           Tapajai Hydropower Project 330  
           Brokopondo Tourism Project 331  
           Aerodrome Atjoni 332  
           Urbanization of Brownsweg and Atjoni 333  
           Road Through Drietabbetje to French-Guyana 334  
           Paranam Industrial and Commercial Project 334  
           Urbanization of Paranam-Overwacht-Zanderij 336  
           Urbanization of Groningen and Moengo 336  
        Recognizing Path Dependent Trajectories and Paradigms 336  
        Context-Driven Transition Management as a Tool to Engage in the Creation of New Urban Settlements 337  
        Conclusions 344  
        References 345  
     Urban Transition Management as a Democratic Practice? The Case of Rotterdam´s Waterfront Regeneration 347  
        Introduction 347  
        Transition Management and Its Democratic Aspects: Towards a Conceptual Framework 349  
           Cities as Sites to Grasp Democratic Transition Management 350  
           Insights from Critical Urban Research 351  
           A Democratic Transition Management Framework 352  
        The Case: Making Rotterdam´s Waterfront Sustainable 354  
           Imagining a Sustainable Waterfront 356  
           The Floating Communities Strategy: A Blue Revolution 358  
        Case Reflection: Democratic Waterfront Regeneration? 362  
           Urban Transition Strategy and Democratic Aspects 363  
           Urban Transition Tactics and Democratic Aspects 363  
           Urban Transition Operations and Democratic Aspects 364  
           Urban Transition Reflections and Democratic Aspects 364  
        Conclusions 365  
        Interviews 367  
        References 367  
  Part IV: Reflecting on the Impacts of Transition Management in Cities 370  
     So What? Transition Management as a Transformative Approach to Support Governance Capacities in Cities 371  
        Introduction 371  
        Transition Management in Different Contexts: The Cases Presented in This Book 374  
        Transition Management to Support Transformative Capacities for Disruptive Innovation 377  
           Enabling Novelty Creation 377  
           Increasing the Visibility of Novelties 379  
           Anchoring Novelty in Context 380  
        Transition Management to Support Orchestrating Capacities for Coordinated Self-Organisation 382  
           Strategic Alignment of Actors and Networks 382  
           Mediating Knowledge and Resources 385  
           Creating Opportunity Contexts for Synergies 387  
        Concluding Remarks: Lessons for Transition Management as `Transformative´ Governance Approach in Cities 388  
        References 390  
  Appendix: Exercises and Exam Questions for Lecturers Using This Book 393  
     Introduction 393  
     Questions to Make Lectures Interactive 394  
     Exam Questions 394  
     Exam Exercises 398  
        Transition Management and Complexity 398  
        System Analysis 399  
           Exercise 1 399  
           Exercise 2 399  
        Identifying Persistent Problems 400  
        Actor Analysis 400  
        The Role of the Frontrunners 401  
        Organisation of a Transition Arena 402  
        Envisioning 405  
        Backcasting 406  
     Interactive Exercises and Group Assignments 406  
        A `Quick and Dirty´ Transition Management Workshop Experience 406  
        Strategic Niche Management (SNM) 407  
        Strategic Niche Management (SNM) 411  
        Multi-level Perspective (MLP) 412  
        Identification of Frontrunners 413  
        Formulate a Regional Challenge 415  
        Actor Analysis 416  
           Actor, Network or Stakeholder Analyses 418  
        Multi-actor Roles in Transitions 419  
        Backcasting Transition Scenarios 421  


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